SP Research Via
A. Vision and Mission Statements for investors
Vision
Mission
B.Details of business transacted by the Research Analyst with respect to the investors.
→To publish research report based on the research activities of the RA.
→To provide an independent unbiased view on securities.
→To offer unbiased recommendation, disclosing the financial interests in recommended securities.
→To provide research recommendation, based on analysis of publicly available information and known observations.
→To conduct audit annually.
C. Details of services provided to investors (No Indicative Timelines)
→Onboarding of Clients.
→Disclosure to Clients.
→To maintain confidentiality w.r.t publication of the research report until made available in the public domain.
→To distribute research reports and recommendations to the clients without discrimination.
D. Details of grievance redressal mechanism and how to access it
° In case of any grievance / complaint, an investor should approach the concerned research analyst and shall ensure that the grievance is resolved within 30 days.
° If the investor’s complaint is not redressed satisfactorily, one may lodge a complaint with SEBI on SEBI’s SCORES portal which is a centralized web-based complaints
redressal system.
° SEBI takes up the complaints registered via SCORES with the concerned intermediary for timely redressal. SCORES facilitates tracking the status of the complaint.
° With regard to physical complaints, investors may send their complaints to: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan. Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051.
E. Expectations from the investors (Responsibilities of investors)
Do's
° Always deal with SEBI registered Research Analyst.
° Ensure that the Research Analyst has a valid registration certificate.
° Check for SEBI registration number.
° Please refer to the list of all SEBI registered Research Analysts which is available on SEBI website in the following link: https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intmId=14
° Always pay attention towards disclosures made in the research reports before investing.
° Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments.
° Before buying securities or applying in public offer, check for the research recommendation provided by your research Analyst.
° Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation.
° Inform SEBI about Research Analyst offering assured or guaranteed returns.
Don'ts
° Do not provide funds for investment to the Research Analyst.
° Don’t fall prey to luring advertisements or market rumours.
° Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst.
° Do not share login credentials and password of your trading and demat accounts with the Research Analyst.