SEBI Registered Research Analyst: Fees, Eligibility & Registration Guide
Praveen Dubey (SEBI Registered RA)
SP RESEARCHVIA PVT. LTD. (INH000015808)
SEBI registered research analyst: Fees, Eligibility & Registration Guide
Comprehensive regulatory guide published by SP RESEARCHVIA PVT. LTD. (SEBI Registered Research Analyst Firm, Reg No. INH000015808) outlining registration fees, net worth norms, qualification criteria, and portal steps under SEBI (Research Analysts) Regulations, 2014.
1. SEBI RA Eligibility Criteria
To register as a Research Analyst under SEBI, individual applicants and principal officers of corporate bodies must satisfy specific qualification and net worth benchmarks:
- Educational Qualification: Professional degree/post-graduate diploma in finance, accountancy, business management, commerce, economics, capital market, or banking.
- Mandatory Certification: Active NISM Series XV: Research Analyst Certification.
- Net Worth Norms: Minimum ₹1 Lakh tangible net worth for individuals/partnerships; ₹25 Lakhs for corporate applicants.
| Category | Application Fee | Registration Fee | Net Worth Requirement |
|---|---|---|---|
| Individual / Partnership | ₹5,000 | ₹10,000 | ₹1 Lakh Tangible Capital |
| Body Corporate / LLP | ₹50,000 | ₹2,00,000 | ₹25 Lakhs Tangible Capital |
2. SIBA Application & Approval Workflow
Applications are submitted digitally through SEBI Intermediary Portal (SIBA). Applicants must provide business infrastructure details, research methodology disclosure, and compliance officer appointment details.
For detailed comparison, read SEBI RIA vs Research Analyst Differences, review SEBI RA Regulations 2014 Framework, and consult our SEBI Investor Charter.
Frequently Asked Questions (FAQ)
Q: Can an individual register as a SEBI Research Analyst?
A: Yes, individual registration is allowed provided the applicant satisfies the NISM XV certification, educational qualification, and ₹1 Lakh net worth requirement.
SP RESEARCHVIA PVT. LTD. - SEBI Registered Research Analyst
SEBI Reg No: INH000015808 | Chief Research Analyst: Praveen Dubey
Statutory Warning & Risk Disclaimer: Investment in securities market are subject to market risks. Read all related documents carefully before investing. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
Written by Praveen Dubey
Chief Research Analyst | SEBI Reg: INH000015808
Statutory Warning & Risk Disclaimer: Investment in securities market is subject to market risks. Read all related documents carefully before investing. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Content provided on this blog is for informational and educational purposes only.