Compliance &
Disclosures Portal
Access our SEBI licensing credentials, official grievance redressal matrix, investor charter, monthly complaints data tables, and general policies.
Onboarding & Setup
Mandatory compliance and account setup procedures for research services.
Compliance & Safety
SEBI registrations, Investor Charter, and official Grievance Redressal paths.
Policies & Disclosures
General disclaimers, terms of service, refund policy, and conflicts of interest.
First-time Registration
Get started with your SP Researchvia account in under 5 minutes.
Welcome to SP Researchvia Pvt. Ltd. To begin receiving research-backed recommendations, you must complete our mandatory registration process. This ensures full compliance with SEBI (Research Analysts) Regulations, 2014.
Registration Checklist:
- Verification of PAN Card and active mobile number.
- Completion of Risk Profile Assessment.
- Signing of the client agreement & advisory consent form.
- Selection of a suitable Growth Plan matching your risk profile.
Risk Profiling Form
Why we assess your risk appetite before sharing recommendations.
As a SEBI-registered research analyst, we follow a strict suitability check. Your risk profile determines the types of recommendations you are eligible to receive (e.g., Equity Cash, Derivatives, or MCX Commodities).
Important Advisory
Recommendations will not be activated until a valid Risk Profile assessment is completed and on file. Please complete the assessment honestly to ensure services match your financial capacity and investment objectives.
Account Verification
Mandatory KYC and document verification steps for compliance.
Under SEBI guidelines, all subscribers must go through a mandatory Know Your Client (KYC) check before activation. This is to verify the identity of the investor and check suitability against financial capabilities.
Required Documents
- Copy of PAN Card
- Address Proof (Aadhaar, Voter ID, Passport)
- Valid Bank Statement (last 6 months)
- Canceled Cheque leaf
Timeline & Process
Once documents are submitted, verification takes 12–24 business hours. Verification status updates will be sent via SMS and email.
SEBI Registration Details
Full disclosure of our regulatory status and licensing credentials.
SP Researchvia Pvt. Ltd. is a registered entity conforming strictly to SEBI guidelines. We operate with the highest professional standards, integrity, and regulatory transparency.
| Corporate Name | SP RESEARCHVIA PVT. LTD. |
| Registration Type | SEBI Registered Research Analyst |
| SEBI Registration No. | INH000015808 |
| Validity | Perpetual (subject to regulatory standing) |
| Principal Officer | Mr. Praveen Dubey (Research Analyst & CEO) |
| Compliance Officer | Mr. Gikki Gopinathan |
| Registered Office Address | RJ BUILDING s14/81-A-4-1 Patel road Maldhiya Varanasi, Uttar Pradesh - 221002 |
Investor Charter (SEBI)
Empowering investors with information, rights, and standard procedures.
The Investor Charter is designed to protect your interests by listing key rights, responsibilities, and do's and don'ts while dealing with a registered Research Analyst.
Your Rights
- Get objective, unbiased research recommendations.
- Receive disclosures about any conflict of interest.
- Access clear grievance redressal mechanisms.
- Strict data privacy protection.
Do's & Don'ts
- Do complete risk profiling accurately.
- Do read the full disclaimer and compliance disclosures.
- Don't fall for guaranteed/assured profit schemes.
- Don't trade on tips from unregistered entities.
Grievance Redressal Matrix
Our structural process to address issues and resolve client complaints.
If you have any issues or complaints regarding our research services, you can escalate the matter using our official redressal path. We commit to acknowledging all complaints within 24–48 hours and resolving them within 30 days.
| Escalation Level | Contact Person | Contact Number | Email Address |
|---|---|---|---|
| Level 1: Support Desk | Mr. Bhanu Prakash Patel | +91-9981033322 | support@researchvia.in |
| Level 2: Compliance Officer | Mr. Gikki Gopinathan | +91-9993171439 | compliance@researchvia.in |
| Level 3: CEO & Principal Officer | Mr. Praveen Dubey | +91-7805066366 | researchvia28@gmail.com |
Regulatory Escalations:
SEBI SCORES Portal: If your complaint remains unresolved within 30 days, or if you are unsatisfied with our response, you can log a formal grievance on the SEBI Complaints Redressal System (SCORES) website: scores.sebi.gov.in .
Smart ODR Portal: Alternatively, dispute resolution can be initiated through the Online Dispute Resolution (ODR) portal at smartodr.in in accordance with SEBI guidelines on Online Dispute Resolution.
Complaints Data (Annexure B)
Monthly, annual, and historical trends of investor complaints.
In compliance with SEBI Circular No. SEBI/HO/IMD/IMD-II_DOF3/P/CIR/2021/681, we disclose the details of investor grievances below. The tables are updated by the 7th day of every succeeding month.
Table 1: Complaints Data for the Month Ending May 2026
| Sr. No | Received From | Pending at End of Last Month | Received | Resolved* | Total Pending# | Pending > 3 Months | Avg Resolution Time (Days) |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | 0 | 0 | |
Table 2: Trend of Monthly Disposal of Complaints (Last 6 Months)
| Sr. No | Month | Carried Forward From Prev Month | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | December 2025 | 0 | 0 | 0 | 0 |
| 2 | January 2026 | 0 | 0 | 0 | 0 |
| 3 | February 2026 | 0 | 0 | 0 | 0 |
| 4 | March 2026 | 0 | 0 | 0 | 0 |
| 5 | April 2026 | 0 | 0 | 0 | 0 |
| 6 | May 2026 (Current) | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | |
Table 3: Trend of Annual Disposal of Complaints
| Sr. No | Year | Carried Forward From Prev Year | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | FY 2023-24 | 0 | 0 | 0 | 0 |
| 2 | FY 2024-25 | 0 | 0 | 0 | 0 |
| 3 | FY 2025-26 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | |
* Inclusive of complaints of previous months resolved in the current month.
# Inclusive of complaints pending as on the last day of the month.
Conflict of Interest Disclosures
Strict regulatory disclosures on proprietary positions and market interests.
In compliance with Regulation 19 of SEBI (Research Analysts) Regulations, 2014, SP Researchvia Pvt. Ltd. and its research analysts make the following explicit statutory declarations:
- SP Researchvia Pvt. Ltd. and its associates or research analysts do not hold any financial interest or beneficial ownership of 1% or more in any recommended stocks/subject companies.
- We do not have any material conflict of interest at the time of publication of any research reports or recommendations.
- We have not received any compensation from any subject companies in the past twelve months for investment banking, merchant banking, brokerage, or other auxiliary services.
- Neither the principal officer, compliance officer, nor any employees of SP Researchvia serve as officers, directors, or employees of recommended subject companies.
- SP Researchvia Pvt. Ltd. and its associates are not engaged in any market-making activities for the recommended securities.
Refund & Cancellation Policy
Guidelines regarding billing cycles, payments, and refunds.
All our premium plans are billed upfront on a subscription model. We advise clients to read all guidelines and choose plans carefully.
Key Points:
- All payments for research subscription packages are non-refundable.
- Subscription changes (upgrading to higher tier) can be made pro-rata.
- No trial plans are offered to avoid speculative short-term trading.
General Disclaimers
Regulatory risk declarations regarding stock market investments.
Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
Risk Disclosure
Stock market investments are subject to market risks. Read all the related documents carefully before investing. Past performance is not indicative of future results.
Terms of Service
Rules and terms that govern your relationship with our advisory.
By subscribing to SP Researchvia Pvt. Ltd. services, you agree to comply with our Terms of Service. These terms outline user obligations, intellectual property rights, and liability limitations.
Proprietary Info: All research recommendations sent to clients are confidential and for individual use only. Forwarding, sharing, or commercializing the recommendations is strictly prohibited.
Limit of Liability: SP Researchvia Pvt. Ltd. will not be responsible for any financial losses incurred from executing recommendations. Clients are expected to trade according to their risk tolerance.
Still have questions?
Our support team is online from 9:00 AM to 6:00 PM (Monday to Friday) to help you resolve any issues.